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Latest Module Specifications

Current Academic Year 2025 - 2026

Module Title Financial Theory
Module Code FBA1008 (ITS: EF306)
Faculty DCU Business School School DCU Business School
NFQ level 8 Credit Rating 5
Description

The aim of this course is to provide students with a thorough foundation in the principles of financial theory and to develop a critical approach to the discipline. This starts with utility theory and risk-return relationship with different risk measures. Students will develop an understanding of portfolio diversification leading to the development of the Capital Asset Pricing Model as well as an investigation of the arbitrage prcing theory. Students will also explore the more recent developments including the development of the Fama-French three factor model and behavioural finance.

Learning Outcomes

1. 1D646C7C-F390-0001-DBC5-9750DC90DF80
2. describe and use fundamental principles and concepts in finance
5. 1
6. 1D646C7C-8500-0001-D6DD-B2036A00CA00
7. appraise the relationship between risk and return
10. 2
11. 1D646C7C-B6FF-0001-4E8F-14F71985A060
12. examine the pricing of assets
15. 3
16. 1D646C7C-C683-0001-1AD3-C18A17CB84B0
17. use key skills in financial decision making
20. 4
21. 1D646C7C-DDF3-0001-4B19-11008D0D11E0
22. critically assess financial theories and models
25. 5


WorkloadFull time hours per semester
TypeHoursDescription
Lecture24No Description
Independent Study24Assigned readings
Independent Study24Problem sets
Assignment Completion13Preparing for Individual Assignment Case Study
Independent Study40Exam preparation
Total Workload: 125
Section Breakdown
CRN10678Part of TermSemester 1
Coursework0%Examination Weight100%
Grade Scale40PASSPass Both ElementsN
Resit CategoryRC1Best MarkN
Module Co-ordinatorLiam GallagherModule Teacher
Assessment Breakdown
TypeDescription% of totalAssessment Date
AssignmentIndividual Assignment - Case Study0%Week 7
Formal ExaminationEnd-of-Semester Final Examination100%End-of-Semester
Reassessment Requirement Type
Resit arrangements are explained by the following categories;
RC1: A resit is available for both* components of the module.
RC2: No resit is available for a 100% coursework module.
RC3: No resit is available for the coursework component where there is a coursework and summative examination element.

* ‘Both’ is used in the context of the module having a coursework/summative examination split; where the module is 100% coursework, there will also be a resit of the assessment

Pre-requisite None
Co-requisite None
Compatibles None
Incompatibles None

All module information is indicative and subject to change. For further information,students are advised to refer to the University's Marks and Standards and Programme Specific Regulations at: http://www.dcu.ie/registry/examinations/index.shtml

Indicative Content and Learning Activities

Introduction
Investment Environment; Risk, Return and the Historical Record; Investment Horizon; Asset Classes and Financial Instruments; Risk, Return and the Historical Record

Capital Allocation to Risky Assets
Capital Allocation to Risky Assets; Utility and the Investment Decision; Risk Premium and Risk Aversion; Utility and Risk Aversion; Portfolios of One Risky Asset and a Risk-Free Asset; Risk Tolerance and Asset Allocation; Capital Market Line (CML)'

Optimal Risky Portfolios
Diversification and Portfolio Risk; Portfolios of two risky assets; Asset Allocation; Markowitz Portfolio Optimisation Model; The Power of Diversification

Index Models and Capital Asset Pricing Model (CAPM)
Single Index Model; Estimation of the SIM; Index Model and Portfolios; Capital Asset Pricing Model; CAPM Assumptions Revisited; Testing CAPM; Roll’s Critique and Testing CAPM

Arbitrage Pricing Theory and Multifactor Models
Multifactor Models; Arbitrage Pricing Theory; The APT and the CAPM; A Multifactor APT; The Fama-French (FF) Three-Factor Model; The Fama-French (FF) Five-Factor Model; Factor Zoo

The Efficient Market Hypothesis
Random Walks; Three Versions of EMH; Implications of EMH

Behavioural Finance and Technical Analysis
The Behavioural Critique; Technical Analysis

Equity Valuation Models
Intrinsic Value versus Market Value; Dividend Discount Model

Indicative Reading List

Books:
  • Zvi Bodie,Alex Kane,Alan J. Marcus: 0, Investments, 13th edition, 9781264412662


Articles:
None
Other Resources

None

<< Back to Module List View 2024/25 Module Record for FBA1008